Phillip Goldstein - Net Worth and Insider Trading
Phillip Goldstein Net Worth
The estimated net worth of Phillip Goldstein is at least $4 Million dollars as of 2024-12-26. Phillip Goldstein is the Director, 10% Owner of Crossroads Capital Inc and owns about 826,327 shares of Crossroads Capital Inc (XRDC) stock worth over $2 Million. Phillip Goldstein is the Director, 10% Owner of Emergent Capital Inc and owns about 2,479,193 shares of Emergent Capital Inc (EMGCQ) stock worth over $545,546. Phillip Goldstein is also the 10% Owner of Herzfeld Caribbean Basin Fund Inc and owns about 203,931 shares of Herzfeld Caribbean Basin Fund Inc (CUBA) stock worth over $523,083. Besides these, Phillip Goldstein also holds Special Opportunities Fund Inc (SPE) , MVC Capital Inc (MVC) , Swiss Helvetia Fund Inc (SWZ) , Mexico Equity and Income Fund Inc (MXE) , High Income Securities Fund (PCF) , ASA Gold And Precious Metals Ltd (ASA) . Details can be seen in Phillip Goldstein's Latest Holdings Summary section.
Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the final shares held after open market or private purchases and sales of common stock with a transaction code of "P" or "S" on Form 4, assuming that Phillip Goldstein has not made any transactions after 2024-06-28 and currently still holds the listed stock(s). Please note that this estimate may not reflect the actual net worth.
Transaction Summary of Phillip Goldstein
Phillip Goldstein Insider Ownership Reports
Based on ownership reports from SEC filings, as the reporting owner, Phillip Goldstein owns 27 companies in total, including High Income Securities Fund (PCF) , Special Opportunities Fund Inc (SPE) , and Adams Natural Resources Fund Inc (PEO) among others .
Click here to see the complete history of Phillip Goldstein’s form 4 insider trades.
Insider Ownership Summary of Phillip Goldstein
Ticker | Comapny | Transaction Date | Type of Owner |
---|---|---|---|
PCF | High Income Securities Fund | 2024-06-28 | director |
SPE | Special Opportunities Fund Inc | 2023-12-28 | director & Chairman and Secretary |
PEO | Adams Natural Resources Fund Inc | 2020-07-02 | 10 percent owner & other: See Explanation of Response |
2021-06-04 | director | ||
2020-04-17 | 10 percent owner | ||
2020-02-28 | 10 percent owner | ||
2017-06-02 | director | ||
2019-07-12 | director | ||
2018-08-17 | 10 percent owner | ||
2019-01-02 | director | ||
2017-08-11 | 10 percent owner | ||
2017-03-16 | 10 percent owner | ||
2017-07-07 | 10 percent owner | ||
2017-06-07 | director & 10 percent owner | ||
2015-09-09 | 10 percent owner | ||
2016-08-09 | 10 percent owner | ||
2016-05-04 | 10 percent owner | ||
2016-12-08 | 10 percent owner | ||
2016-03-09 | 10 percent owner & other: See Explanation of Responses | ||
2016-06-02 | director & 10 percent owner | ||
2013-12-18 | 10 percent owner | ||
2013-06-20 | director | ||
2007-05-11 | director | ||
2005-03-29 | director | ||
2021-02-10 | 10 percent owner | ||
2021-04-30 | 10 percent owner | ||
2023-08-14 | 10 percent owner |
Phillip Goldstein Latest Holdings Summary
Phillip Goldstein currently owns a total of 9 stocks. Among these stocks, Phillip Goldstein owns 826,327 shares of Crossroads Capital Inc (XRDC) as of June 7, 2017, with a value of $2 Million and a weighting of 47.01%. Phillip Goldstein owns 2,479,193 shares of Emergent Capital Inc (EMGCQ) as of December 7, 2015, with a value of $545,546 and a weighting of 13.86%. Phillip Goldstein also owns 203,931 shares of Herzfeld Caribbean Basin Fund Inc (CUBA) as of April 17, 2020, with a value of $523,083 and a weighting of 13.28%. The other 6 stocks Special Opportunities Fund Inc (SPE) , MVC Capital Inc (MVC) , Swiss Helvetia Fund Inc (SWZ) , Mexico Equity and Income Fund Inc (MXE) , High Income Securities Fund (PCF) , ASA Gold And Precious Metals Ltd (ASA) have a combined weighting of 25.85% among all his current holdings.
Latest Holdings of Phillip Goldstein
Ticker | Comapny | Latest Transaction Date | Shares Owned | Current Price ($) | Current Value ($) |
---|---|---|---|---|---|
XRDC | Crossroads Capital Inc | 2017-06-07 | 826,327 | 2.24 | 1,850,972 |
EMGCQ | Emergent Capital Inc | 2015-12-07 | 2,479,193 | 0.22 | 545,546 |
CUBA | Herzfeld Caribbean Basin Fund Inc | 2020-04-17 | 203,931 | 2.57 | 523,083 |
SPE | Special Opportunities Fund Inc | 2023-12-28 | 31,822 | 14.78 | 470,269 |
MVC | MVC Capital Inc | 2019-03-26 | 22,666 | 9.12 | 206,714 |
SWZ | Swiss Helvetia Fund Inc | 2021-06-04 | 17,995 | 7.56 | 136,042 |
MXE | Mexico Equity and Income Fund Inc | 2017-06-02 | 11,100 | 8.35 | 92,685 |
PCF | High Income Securities Fund | 2024-06-28 | 9,773 | 6.48 | 63,329 |
ASA | ASA Gold And Precious Metals Ltd | 2013-06-20 | 2,400 | 20.37 | 48,876 |
Holding Weightings of Phillip Goldstein
Phillip Goldstein Form 4 Trading Tracker
According to the SEC Form 4 filings, Phillip Goldstein has made a total of 0 transactions in Crossroads Capital Inc (XRDC) over the past 5 years. The most-recent trade in Crossroads Capital Inc is the sale of 28,479 shares on June 7, 2017, which brought Phillip Goldstein around $61,799.
According to the SEC Form 4 filings, Phillip Goldstein has made a total of 0 transactions in Emergent Capital Inc (EMGCQ) over the past 5 years. The most-recent trade in Emergent Capital Inc is the acquisition of 50,726 shares on December 7, 2015, which cost Phillip Goldstein around $195,295.
According to the SEC Form 4 filings, Phillip Goldstein has made a total of 2 transactions in Herzfeld Caribbean Basin Fund Inc (CUBA) over the past 5 years, including 0 buys and 2 sells. The most-recent trade in Herzfeld Caribbean Basin Fund Inc is the sale of 55,480 shares on April 17, 2020, which brought Phillip Goldstein around $184,748.
More details on Phillip Goldstein's insider transactions can be found in the Insider Trading History of Phillip Goldstein table.Insider Trading History of Phillip Goldstein
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Phillip Goldstein Trading Performance
GuruFocus tracks the stock performance after each of Phillip Goldstein's buying transactions within different timeframes. To be detailed, the average return of stocks after 3 months bought by Phillip Goldstein is 1.4%. GuruFocus also compares Phillip Goldstein's trading performance to market benchmark return within the same time period. The performance of stocks bought by Phillip Goldstein within 3 months outperforms 24 times out of 79 transactions in total compared to the return of S&P 500 within the same period.
You can select different timeframes to see how Phillip Goldstein's insider trading performs compared to the benchmark.
Performance of Phillip Goldstein
Phillip Goldstein Ownership Network
Phillip Goldstein Owned Company Details
What does High Income Securities Fund do?
Who are the key executives at High Income Securities Fund?
Phillip Goldstein is the director of High Income Securities Fund. Other key executives at High Income Securities Fund include director & President Andrew Dakos , Chief Compliance Officer Stephanie Darling , and Treasurer Thomas Antonucci .
High Income Securities Fund (PCF) Insider Trades Summary
Over the past 18 months, Phillip Goldstein made 2 insider transaction in High Income Securities Fund (PCF) with a net sale of 234,600. Other recent insider transactions involving High Income Securities Fund (PCF) include a net purchase of 33,034 shares made by Gerald Hellerman , a net purchase of 200 shares made by Richard Dayan , and a net purchase of 46 shares made by Rajeev P Das .
In summary, during the past 3 months, insiders sold 0 shares of High Income Securities Fund (PCF) in total and bought 32,934 shares, with a net purchase of 32,934 shares. During the past 18 months, 234,600 shares of High Income Securities Fund (PCF) were sold and 33,280 shares were bought by its insiders, resulting in a net sale of 201,320 shares.
High Income Securities Fund (PCF)'s detailed insider trading history can be found in Insider Trading Tracker table.
High Income Securities Fund Insider Transactions
Phillip Goldstein Mailing Address
Above is the net worth, insider trading, and ownership report for Phillip Goldstein. You might contact Phillip Goldstein via mailing address: 60 Heritage Drive, Pleasantville Ny 10570.